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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-07 |
| NC | RA | APPROVED | 2024-04-10 |
| OR | RA | APPROVED | 2024-04-02 |
Branch Locations
8835 Sw Canyon Ln. Ste 115, Portland, OR 97225 • United States
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 09/2006 | 03/2024 |
| Lasalle St. Securities, Llc | Elmhurst | IL | 03/2024 | Present |
| Lasalle St. Investment Advisors, Llc | Elmhurst | IL | 03/2024 | Present |
1) NW Securities Advisors; Investment-Related; DBA for Securities Related Business & Fixed Insurance 2) Health, Life, and Variable Insurance; Investment-Related; Agent 3) Deschutes Land Trust; participate in finance & fundraising committees. Treasurer 4) Economic Development for Central Oregon, Crook County; board member; monthly meeting & occasional events promoting economic development in Crook County, Oregon 5) Crook County Oregon Budget Committee; committee member. Review annual budget with 4 public and 2 county employeed participants listening to and reviewed County Budget proposal. 6) NW Securities Advisors- Analysis of family assets for divorce valuations 7) West Powell Butte Homeowners Association
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-11 |
| S65 | Uniform Investment Adviser Law Examination | 1992-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1979-08-24 |
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