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Robert Lansing Hicks

Osage Pacific Advisors, Inc.

Laguna Hills, CA

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Current Employers
Osage Pacific Advisors, Inc.

23272 Mill Creek Dr. Suite 200, Laguna Hills, CA 92653 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-04
  • CA RA
    APPROVED
    Since 2024-10-04

Branch Locations

23272 Mill Creek Dr. Suite 200, Laguna Hills, CA 92653 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Lansing Hicks Irvine CA 01/1979 Present
Alternative Asset Group Llc Newport Beach CA 01/2016 Present
Osage Pacific Advisors Newport Beach CA 06/2017 Present
  • 01/1979 → Present
    Robert Lansing Hicks
    Irvine, CA
  • 01/2016 → Present
    Alternative Asset Group Llc
    Newport Beach, CA
  • 06/2017 → Present
    Osage Pacific Advisors
    Newport Beach, CA
Previous Registrations
Other Businesses

ALTERNATIVE ASSET GROUP LLC, NEWPORT BEACH, CA; NOT INVESTMENT RELATED; START DATE 01/2016; POSITION: MANAGING MEMBER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-19
S65 Uniform Investment Adviser Law Examination 1994-01-20
  • S63 Uniform Securities Agent State Law Examination
    1996-11-19
  • S65 Uniform Investment Adviser Law Examination
    1994-01-20
Other Names
  • Lance Hicks

View on SEC IAPD

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