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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-19 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Rochester, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Rochester | NY | 09/2014 | Present |
| Stonex Advisors Inc | Rochester | NY | 05/2015 | Present |
MARK C. HEBERGER, 680 RIDGE RD, STE 3 WEBSTER, NY 14580 SOLE PROPRIETORSHIP NATURE OF BUS: INSURANCE AGENT TITLE: INS AGENT FOR LIFE & ACCIDENT/HEALTH INS DUTIES: SALES & SERVICE TIME SPENT: 1% COMPENSATION: COMMISSIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-17 |
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