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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2012-09-04
  • MO RA
    APPROVED
    Since 2012-09-04

Branch Locations

1930 Edwards St. Suite 100, St. Louis, MO 63110 • United States

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services, Inc. St. Louis MO 08/2012 Present
Bfc Planning, Inc. St. Louis MO 08/2012 Present
  • 08/2012 → Present
    Berthel Fisher & Company Financial Services, Inc.
    St. Louis, MO
  • 08/2012 → Present
    St. Louis, MO
Previous Registrations
Other Businesses

1. VETTA FINANCIAL, LLC.-Y- ST. LOUIS, MO- DBA-INVESTMENT ADVISOR-08/2012-160-130-SECURITIES, FINANCIAL PLANNING & RETIREMENT PLANNING. 2. VETTA FINANCIAL, LLC-N- ST. LOUIS, MO- INSURANCE-INSURANCE SALES REP-08/31/2012-2-1-SELL FIXED ANNUITIES AND INSURANCE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-12-20
  • S63 Uniform Securities Agent State Law Examination
    1983-12-20
Designations

View on SEC IAPD

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