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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-05-02 |
| DC | RA | APPROVED | 2013-05-07 |
| CA | RA | APPROVED | 2012-03-23 |
| NJ | RA | APPROVED | 2009-01-16 |
| PA | RA | APPROVED | 2005-08-04 |
Branch Locations
1010 Stony Hill Road Suite 300, Yardley, PA 19067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Inc. | Philadelphia | PA | 12/1979 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-25 |
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