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Elaine Barkley Miller

LPl Financial LLC

Glen Allen, VA

Front Royal, VA

CRD 844780

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-08
VA RA APPROVED 2024-05-06
  • TX RA
    APPROVED_RES
    Since 2024-05-08
  • VA RA
    APPROVED
    Since 2024-05-06

Branch Locations

4860 Cox Rd Ste 200 #216, Glen Allen, VA 23060 • United States

Front Royal, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management, Inc Mclean VA 04/2009 07/2021
Momentum Independent Network Inc. Dallas TX 07/2021 05/2024
Lpl Financial Front Royal VA 05/2024 Present
Previous Registrations
  • 2021-07-13 → 2024-05-07
    Front Royal, VA
    Dallas, TX
  • 2009-04-17 → 2021-07-13
    Front Royal, VA
    Reston, VA
    Glen Allen, VA
  • 2005-04-04 → 2009-04-03
    Anderson & Strudwick, Incorporated
    Front Royal, VA
    Richmond, VA
  • 2002-11-22 → 2005-04-04
    A&S Capital Advisors, Inc.
    Richmond, VA
  • 1995-07-13 → 2002-11-27
    Morgan Stanley Dw Inc.
    Richmond, VA
Other Businesses

1)03/21/2024 - Highland Partners Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021 - 160 Hr/Mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-11
S63 Uniform Securities Agent State Law Examination 1982-08-04
  • S65 Uniform Investment Adviser Law Examination
    1992-03-11
  • S63 Uniform Securities Agent State Law Examination
    1982-08-04
Other Names
  • Elaine Miller Blades
  • Elaine Barkley Blades

View on SEC IAPD

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