Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-11-09
TX RA APPROVED_RES 2018-11-07
  • CT RA
    APPROVED
    Since 2018-11-09
  • TX RA
    APPROVED_RES
    Since 2018-11-07

Branch Locations

74 Batterson Park Rd. Ste. 303, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohanesian/Lecours, Inc. West Hartford CT 06/2009 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2018 Present
Previous Registrations
  • 1990-08-02 → 2018-12-14
    Ohanesian / Lecours, Inc.
    West Hartford, CT
    W. Hartford, CT
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL-20/WK-20/TRADING, 11/09/18 2) OSJ PARTNERS LLC, 433 SOUTH MAIN STREET STE 104 WEST HARTFORD, CT, BRANCH OFFICE, CONSULTANT/HEAD OF COMPLIANCE, 12/21/20, INV REL, 25 HR/WK- 8/TRADING HRS 3) RKOHAN LLC, 1 Whitney Lane, Canton CT 06019, 11/2018, OWNER, DBA, NIR, 1 HR/MONTH 0 HR/MONTH TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-28
S63 Uniform Securities Agent State Law Examination 1984-09-13
  • S65 Uniform Investment Adviser Law Examination
    1995-09-28
  • S63 Uniform Securities Agent State Law Examination
    1984-09-13
Other Names
  • Dick Ohanesian

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Farmington, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor