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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-28 |
| OH | RA | APPROVED | 2023-04-27 |
Branch Locations
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2016 | 04/2023 |
| Lpl Financial Llc | Bridgeport | CT | 04/2023 | Present |
1) 04/2023 - Pathway Growth Partners, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start: 04/2016 - 120 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1981-06-17 |
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