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Paul Michael Joanou

Mml Investors Services, LLC

Wheeling, WV

Wheeling, WV

CRD 2759441

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2001-04-09
  • WV RA
    APPROVED
    Since 2001-04-09

Branch Locations

1144 Market Street Suite 515, Wheeling, WV 26003 • United States

Wheeling, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusettes Mutual Life Insurance Company Wheeling WV 05/1996 Present
Mml Investors Services, Llc Wheeling WV 06/1996 Present
  • 05/1996 → Present
    Massachusettes Mutual Life Insurance Company
    Wheeling, WV
  • 06/1996 → Present
    Mml Investors Services, Llc
    Wheeling, WV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-02
S63 Uniform Securities Agent State Law Examination 1996-07-15
  • S65 Uniform Investment Adviser Law Examination
    2001-03-02
  • S63 Uniform Securities Agent State Law Examination
    1996-07-15
Designations
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

FORT HENRY CAPITAL, LLC
SECURITY CAPITAL MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

RUSSELL WAYNE DUNKIN
JEREMY JUSTIN LOWE
JOSHUA EARL BRAUNLICH

Nearby Offices

FORT HENRY CAPITAL, LLC · WHEELING, WV
SECURITY CAPITAL MANAGEMENT · WHEELING, WV
AMERIPRISE FINANCIAL SERVICES, LLC · Wheeling, WV

More in Wheeling, WV

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