Norman Lee Anderson

Employer firm

Kingswood Wealth Advisors, LLC CRD 288792

$3.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1984 → Present
  Norman L. Anderson & Assoc.
  Phoenix, AZ
• 01/2014 → 08/2018
  First Allied Securities Inc
  San Diego, CA
• 04/2014 → 08/2018
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 10/2018 → Present
  Chalice Capital Partners, Llc
  San Diego, CA
• 10/2018 → Present
  Chalice Wealth Advisors, Llc
  San Diego, CA

Previous Registrations

• 2014-03-11 → 2018-08-30
  First Allied Advisory Services, Inc.
  Phoenix, AZ
• 2007-08-20 → 2014-02-03
  United Planners' Financial Services Of America A Limited Partner
  Scottsdale, AZ
  Phoenix, AZ

Other Businesses

1.) INSURANCE; AGENT; INSURANCE; START DATE 02/01/2014; 20 HOURS PER MONTH. 2.) DMDB, LLC; REAL ESTATE; SPOUSE OF LLC OWNER/MANAGER; START DATE 01/01/2016; 4 HOURS A MONTH 3.) ANDERSON TEAM FINANCIAL LLC; REGISTERED REPRESENTATIVE; DBA; START DATE: 05/22/2017; 160 HOURS PER MONTH. 4.) Norman L. Anderson - not investment related - fixed life insurance, disability income, and medicare supplements - insurance- not variable - sole proprietor - 1986 - 60 hours - 60 hours - sales and service 5) Norman L Anderson - not investment related - tax strategies - marketing ERC program - referral - 11/14/2022 - 20 hours - 0 hours - Marketing ERC programs in association with Richard and Kyle Rogers at Dannah Group

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-18
• S63 Uniform Securities Agent State Law Examination
  1984-08-22

Designations

• Chartered Financial Consultant