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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2001-07-02 |
| MD | RA | APPROVED | 2001-05-22 |
| TX | RA | APPROVED_RES | 1996-05-01 |
| VA | RA | APPROVED | 1987-09-11 |
Branch Locations
1900 Duke St, Alexandria, VA 22314 • United States
Alexandria, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alexandria | VA | 10/1979 | Present |
| Bank Of America, N.A. | Alexandria | VA | 06/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-04 |
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