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William Rolfe Shinen

LPl Financial LLC

Coronado, CA

Coronado, CA

Westminster, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-24
CA RA APPROVED 2025-02-28
  • TX RA
    APPROVED
    Since 2025-03-24
  • CA RA
    APPROVED
    Since 2025-02-28

Branch Locations

1011 C Avenue, Coronado, CA 92118 • United States

1011 C Ave, Coronado, Coronado, CA 92118-3413 • United States

Westminster, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Los Alamitos CA 01/1999 02/2025
Raymond James Financial Services Advisors, Inc Westminster CA 01/2009 02/2025
Lpl Financial Coronado CA 02/2025 Present
Previous Registrations
Other Businesses

1)01/21/2025 - Woods Capital Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07
Other Names
  • Bill Shinen

View on SEC IAPD

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Other Offices

TRIVANT CUSTOM PORTFOLIO GROUP LLC · SAN DIEGO, CA
SILVIA MCCOLL WEALTH MANAGEMENT, LLC · SAN DIEGO, CA
RICE HALL JAMES & ASSOCIATES LLC · SAN DIEGO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAN DIEGO, CA
UBS FINANCIAL SERVICES INC. · SAN DIEGO, CA
UBS FINANCIAL SERVICES INC. · SAN DIEGO, CA
COMMONWEALTH FINANCIAL NETWORK · SAN DIEGO, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN DIEGO, CA

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