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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-12
GA RA APPROVED 2011-09-26
  • TX RA
    APPROVED_RES
    Since 2015-10-12
  • GA RA
    APPROVED
    Since 2011-09-26

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner &Amp; Smith, Inc. Duluth GA 05/2011 Present
Bank Of America, N.A. Duluth GA 12/2011 Present
  • 05/2011 → Present
    Merrill Lynch Pierce, Fenner &Amp; Smith, Inc.
    Duluth, GA
  • 12/2011 → Present
    Bank Of America, N.A.
    Duluth, GA
Other Businesses

I*64741 For profit or not for profit: For-Profit Organization Name of outside business organization: Kiwanis Club of Atlanta Investment related: N Address of business: Atlanta, Georgia 30303 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 7/8/2013 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Civic Club I*1439249 For profit or not for profit: Entity For Profit Name of outside business organization: Jerties Investment related: N Address of business: Brookhaven, Georgia, 30319, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 9/5/2023 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I design custom golf shirts as a hobby and would like to list them for sale online.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-22
  • S66 Uniform Combined State Law Examination
    2011-09-22
Other Names
  • Samuel M Snider

View on SEC IAPD

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