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Ryan Emerald Keiser

LPl Financial LLC

Omaha, NE

Glenwood, IA

Omaha, NE

CRD 3155757

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-04-05
NE RA APPROVED 2005-09-01
  • IA RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-04-05
  • NE RA
    APPROVED
    Since 2005-09-01

Branch Locations

11324 Davenport St, Omaha, NE 68154 • United States

116 S Walnut St #1, Glenwood, IA 51534 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Omaha NE 08/2005 Present
University Of Nebraska At Omaha Omaha NE 01/2013 Present
  • 08/2005 → Present
    Lpl Financial, Llc
    Omaha, NE
  • 01/2013 → Present
    University Of Nebraska At Omaha
    Omaha, NE
Previous Registrations
  • 2002-03-14 → 2005-08-29
    Morgan Stanley Dw Inc.
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-04
S63 Uniform Securities Agent State Law Examination 1998-12-16
  • S65 Uniform Investment Adviser Law Examination
    1999-11-04
  • S63 Uniform Securities Agent State Law Examination
    1998-12-16
Other Names
  • Ryan Emerald Keiser

View on SEC IAPD

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