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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2018-07-11
SC RA APPROVED 2009-01-02
  • ME RA
    APPROVED
    Since 2018-07-11
  • SC RA
    APPROVED
    Since 2009-01-02

Branch Locations

20 Broadway St Suite 102, Mt Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Mt. Pleasant SC 06/2003 Present
Raymond James Financial Services Advisors, Inc Mt. Pleasant SC 01/2009 Present
R H Financial Services Mt. Pleasant SC 01/2009 Present
H L Ravenel, Inc. Mount Pleasant SC 02/2016 Present
  • 06/2003 → Present
    Raymond James Financial Services
    Mt. Pleasant, SC
  • 01/2009 → Present
    Mt. Pleasant, SC
  • 01/2009 → Present
    R H Financial Services
    Mt. Pleasant, SC
  • 02/2016 → Present
    H L Ravenel, Inc.
    Mount Pleasant, SC
Previous Registrations
Other Businesses

(1)Name of Business: H L Ravenel, Inc. Address: 20 Broadway suite 102, Mount Pleasant, SC, 29464, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this is one of my support companies. I do all business through this company other than that with RJFS. the RJFS business is done with R H Financial Services, LLC (2)Name of Business: RH Financial Services LLC Address: 20 Broadway suite 102, Mount Pleasant, SC, 29464, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/27/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: These are simply my support companies

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-05-23
S63 Uniform Securities Agent State Law Examination 1980-02-06
  • S65 Uniform Investment Adviser Law Examination
    1991-05-23
  • S63 Uniform Securities Agent State Law Examination
    1980-02-06

View on SEC IAPD

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