Richard G. Golod

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-19
FL	RA	APPROVED	2019-06-04
MD	RA	APPROVED	2017-07-25

TX RA
APPROVED_RES

Since 2020-02-19
FL RA
APPROVED

Since 2019-06-04
MD RA
APPROVED

Since 2017-07-25

Branch Locations

702 King Farm Boulevard Suite 500, Rockville, MD 20850 • United States

Ponte Vedra, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	06/2017	Present
Morgan Stanley Smith Barney Llc	Rockville	MD	06/2017	Present
Unemployed	Annapolis	MD	06/2016	06/2017

06/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY
06/2017 → Present

Morgan Stanley Smith Barney Llc

Rockville, MD
06/2016 → 06/2017

Unemployed

Annapolis, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-07-14
S63	Uniform Securities Agent State Law Examination	1982-01-27

S65 Uniform Investment Adviser Law Examination

2017-07-14
S63 Uniform Securities Agent State Law Examination

1982-01-27

Other Names

Richard Greg Golod
Richard Gregory Golod
Richard G Golod
Richard G. Golod

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews