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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-11-06 |
Branch Locations
Cwm Retail, Sales 607 Main Avenue, Norwalk, CT 06851 • United States
Cwm Retail, Sales 40 Heights Road, Darien, CT 06820 • United States
Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States
Cwm Retail, Sales 175 Elm Street, New Canaan, CT 06840 • United States
Cwm Retail, Sales 586 Connecticut Ave, Norwalk, CT 06854 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | New Canaan | CT | 05/2015 | 12/2016 |
| Tradition Securities & Derivatives Inc. | New York | NY | 12/2016 | 02/2021 |
| Houlihan Lawrence (Real Estate) | New Canaan | CT | 10/2020 | 09/2023 |
| Pickwick Capital Partners, Llc | White Plains | NY | 01/2023 | 09/2023 |
| Citigroup | New Canaan | CT | 09/2023 | Present |
Youth Lacrosse Coach; Not Investment-related; Nature: Coaching 8th grade boys evenings and weekends 3/25/24-6/2/24; New Canaan, CT.; Started: March 25, 2024.; Title: Coach.; Duties: Run practices/games.; 0. hours are devoted each month during securities trading hours; 6-10. hours are devoted each month outside of securities trading hours. /////
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-06 |
| S66 | Uniform Combined State Law Examination | 2012-10-26 |
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