Mark William Thompson

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  Spc
  Ann Arbor, MI
• 08/2014 → Present
  Parkland Securities
  Ann Arbor, MI

Other Businesses

1. Owner - Wealth Partners, Inc., Greenwood Village, CO. DBA used for my financial services practice. Start date: 12/24/03. INV REL: Y 2. I HOLD VARIOUS TRADITIONAL APPOINTMENTS WITH VARIOUS TRADITIONAL COMPANIES 3. Owner - Wealth Partners Insurance Inc., Colorado Springs, CO. Sale of non-variable life insurance (Term and Indexed Universal Life) through own insurance business entity. Start date: 1/31/19, approx. 40 hrs/mo. 4. Have a referral relationship with Smith & Co, a P&C agency in my building, Colorado Springs, CO. May write joint business in insurance-related products and receive commission splits. Start date: 6/23/26, approx. 10 hrs/mo. INV REL: Y

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-27
• S63 Uniform Securities Agent State Law Examination
  1980-07-15