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Daniel William Leveroni

LPl Financial LLC

Braintree, MA

Cotuit, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-06
MA RA APPROVED 2009-09-08
  • TX RA
    APPROVED_RES
    Since 2023-07-06
  • MA RA
    APPROVED
    Since 2009-09-08

Branch Locations

50 Braintree Hill Ofc Prk #205, Braintree, MA 02184 • United States

Cotuit, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Braintree MA 09/2009 Present
  • 09/2009 → Present
    Lpl Financial Corporation
    Braintree, MA
Previous Registrations
  • 2003-04-14 → 2009-09-08
    Mutual Service Corporation
    Braintree, MA
    Boston, MA
  • 1994-04-14 → 2003-01-29
    Braintree, MA
Other Businesses

1. 2/19/2010: DBA ONLY - LEVERONI FINANCIAL MANAGEMENT CORP.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-11-03
  • S63 Uniform Securities Agent State Law Examination
    1981-11-03
Designations
Other Names
  • Daniel William Leveroni
  • Daniel William Leveroni, Cfp

View on SEC IAPD

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