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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-07-08
GA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2011-07-08
  • GA RA
    APPROVED
    Since 2008-01-01

Branch Locations

200 Stephenson Ave Ste 301, Savannah, GA 31405 • United States

Savannah, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Savannah GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Savannah GA 11/2016 Present
Previous Registrations
  • 2005-09-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Savannah, GA
    Savannah, GA
    St. Louis, MO
Other Businesses

BOY SCOUTS OF AMERICA COASTAL GEORGIA COUNCIL, INVT RELATED, SAVANNAH, GA, CHAIR OF ENDOWMENT COMMITTEE, START DATE 6/23/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REPORT TO THE BOARD PERFORMANCE OF THE ENDOWMENT ACCOUNT PERIODICALLY. CHRIST CHURCH ANGLICAN, INVT RELATED, SAVANNAH, GA, FINANCE COMMITTEE MEMBER, START DATE 7/21/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO REVIEW ALL INCOME AND MONTHLY EXPENSES OF THE CHURCH. COASTAL GEORGIA COUNCIL, INVT RELATED, SAVANNAH, GA, FINANCE COMMITTEE MEMBER, START DATE 8/18/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO REVIEW BUDGET, ASSIST WITH AUDITS AND 990 REVIEW.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-21
S63 Uniform Securities Agent State Law Examination 1979-11-07
  • S66 Uniform Combined State Law Examination
    2005-09-21
  • S63 Uniform Securities Agent State Law Examination
    1979-11-07

View on SEC IAPD

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