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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-03-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith & Company Financial Services | Midland | MI | 11/1995 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.FIXED INSURANCE LIFE/HEALTH/ANNUITIES/ LONG-TERM CARE 5% OF TOTAL BUSINESS 2.DONALD SMITH, NON-INVESTMENT RELATED, 14320 PARGBORN RD HEMBEK MI 48626, OWNER/FARMING, START 03/01/76, 5-10HR/WK 3. DBA: SMITH & COMPANY FINANCIAL SERVICES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL PLANNING AND INVESTMENT SERVICES, START AUGUST 2014, 40 HOURS PER WEEK - DURING TRADING HOURS, OWNER - FINANCIAL ADVISOR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-10-30 |
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