Alan Bruce Werba

Current Employers

Employment History

• 01/1999 → Present
  Loring Ward Securities, Inc
  San Jose, CA
• 01/1999 → Present
  Lwi Financial, Inc
  San Jose, CA
• 12/2006 → Present
  Werba & Davis Advisory Services, Llc
  San Jose, CA
• 03/1998 → Present
  Werba Advisory Services, Inc
  San Jose, CA
• 08/2008 → Present
  Werba Reinhard Holdings, Ltd.
  Toronto
• 08/2008 → Present
  Werba Reinhard, Inc
  San Jose, CA

Previous Registrations

• 1999-01-01 → 2016-12-08
  Lwi Financial Inc.
  San Jose, CA
  San Jose, CA

Other Businesses

IN ADDITION TO BEING A REGISTERED REPRESENTATIVE OF LORING WARD SECURITIES INC., THIS INDIVIDUAL IS AN INVESTMENT ADVISER REPRESENTATIVE OF LWI FINANCIAL INC., AN AFFILIATED INVESTMENT ADVISORY COMPANY. HE IS ALSO AN INVESTMENT ADVISER REPRESENTATIVE OF WERBA RUBIN WEALTH MANAGEMENT, LLC, AN UNAFFILIATED INVESTMENT ADVISORY COMPANY. BELOW IS A SUMMARY OF THE ACTIVITIES AND SERVICES THAT ARE PROVIDED OUTSIDE OF THE NORMAL ADVISORY ACTIVITIES: 1) PRESIDENT OF WERBA ADVISORY SERVICES, INC. TAX PREPARATION AND CONSULTATION FEES. ANNUAL TAX REVENUES OF APPROXIMATELY $150,000, WHICH REPRESENTS LESS THAN 10% OF TOTAL REVENUES EARNED. NOT INVESTMENT RELATED. 2) INSURANCE SERVICES UNDER INDIVIDUAL'S FIRE, CASUALTY AND LIFE INSURANCE LICENSES, FOR 25 YEARS. COMPENSATED IN FORM OF COMMISSIONS. LESS THAN 1% OF EARNED INCOME IS DERIVED FROM THIS SERVICE. NOT INVESTMENT-RELATED. 3) REAL ESTATE BROKER, OWNER, 25 YRS, COMPENSATION IN FORM OF COMMISSIONS & REFERRAL FEES, LESS THAN ONE PERCENT FROM THIS ACTIVITY OF TOTAL REVENUES. NOT INVESTMENT RELATED. 4)CHAIRMAN, WERBA REINHARD, INC., A DELAWARE CORP, PARENT COMPANY OF LWI FINANCIAL INC. AS OF JANUARY 2014, APPROXIMATELY 7.5% SHAREHOLDER, NO COMPENSATION, 20 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-11
• S63 Uniform Securities Agent State Law Examination
  1982-09-16

Designations