Matthew George Obrien

Employer firm

Exodus Wealth, LLC CRD 174328

$484M regulatory AUM 23 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1978 → Present
  Matthew G. O'BRien Dba Financial Advisor
  Rocky Hill, CT
• 09/2014 → 05/2017
  Sterne Agee Financial Services, Inc.
  Rocky Hill, CT
• 01/2015 → 05/2017
  Sterne Agee Investment Advisor Services, Inc.
  Birmingham, AL
• 05/2017 → Present
  Fortune Financial Services, Inc
  Monaca, PA
• 06/2017 → Present
  Prosperity Wealth Management, Inc.
  San Ramon, CA

Previous Registrations

• 2017-06-06 → 2019-12-31
  Exodus Wealth, Llc
  Rocky Hill, CT
• 2015-01-30 → 2017-05-26
  Stonex Advisors Inc.
  Birmingham, AL
• 2011-11-07 → 2015-01-30
  Wrp Investments, Inc.
  Windsor Locks, CT
  Rocky Hill, CT
  Youngstown, OH
• 2005-03-28 → 2011-12-21
  Cambridge Investment Research Advisors, Inc.
  Rocky Hill, CT
• 2004-05-14 → 2005-03-28
  Cambridge Investment Research, Inc.
  Rocky Hill, CT

Other Businesses

1)MATTHEW G. O'BRIEN AGENCY, THE O'BRIEN GROUP, 750 OLD MAIN STREET STE 201, ROCKY HILL, CT 06067: SOLE PROPRIETORSHIP, Rep is also registered with Prosperity Wealth Management as an IAR NATURE OF BUS: INSURANCE AGENCY/SERVICES, TITLE: PRINCIPAL, DUTIES: PROVIDE MGMT OF STAFF/CLIENT SERVICES, TIME SPENT: 60% COMPENSATION: SALARY, OWNER OF THE MATTHEW G OBRIEN AGENCY; NOT INVESTMENT RELATED; SAME ADDRESS; SALES AND SERVICE OF ANNUITY AND LIFE INSURANCE, AND LTC PRODUCTS; 40-60 HOURS PER MONTH. EMPLOYEE OF THE OBRIEN GROUP; INVESTMENT RELATED; SAME ADDRESS; PROVIDING CLIENT SERVICES OF EXISTING VARIABLE ANNUITY; VARIABLE LIFE INSURANCE, AND MUTUAL FUND PRODUCTS; 60-80 PER MONTH. OWNER OF THE OBRIEN GROUP INTERNATIONAL; NOT INVESTMENT RELATED ; SAME ADDRESS; OFFERING ANNUITY AND LIFE INSURANCE PRODUCTS IN US VIRGIN ISLANDS. 5-10 HOURS PER MONTH TRUSTEE OF THE MATTHEW G OBRIEN PROFIT SHARING PLAN; NOT INVESTMENT RELATED; 6 SIDE RAKE RD ROCKY HILL CT 06067 - MONITOR AND ADMINISTER DOL COMPLIANCE; NOTARY PUBLIC SINCE FEB 10, 1994 - NO COMPENSATION - NO TIME SPENT DURING TRADING HRS

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-11
• S63 Uniform Securities Agent State Law Examination
  1991-10-21

Other Names

• Matt G O'BRien