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Joseph Anthony Abbate

Rbc Capital Markets, LLC

Providence, RI

Tiverton, RI

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-07
RI RA APPROVED 2020-10-13
  • TX RA
    APPROVED_RES
    Since 2022-11-07
  • RI RA
    APPROVED
    Since 2020-10-13

Branch Locations

500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States

Tiverton, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Providence RI 07/1995 10/2020
Rbc Capital Markets, Llc Providence RI 10/2020 Present
  • 07/1995 → 10/2020
    Janney Montgomery Scott Inc.
    Providence, RI
  • 10/2020 → Present
    Rbc Capital Markets, Llc
    Providence, RI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-03-04
  • S63 Uniform Securities Agent State Law Examination
    1985-03-04
Other Names
  • Joseph Anthony Abbate
  • Joseph A Abbate

View on SEC IAPD

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