Steven Lee Powell

Current Employers

Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2018-10-02
IA	RA	APPROVED	2009-05-27

SD RA
APPROVED

Since 2018-10-02
IA RA
APPROVED

Since 2009-05-27

Branch Locations

302 Jones St Ste 340, Sioux City, IA 51101 • United States

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sws Financial Services	Dallas	TX	01/2009	Present

01/2009 → Present

Sws Financial Services

Dallas, TX

Previous Registrations

2008-01-01 → 2009-02-04

Wells Fargo Clearing Services, Llc

Sioux City, IA
1999-12-30 → 2008-01-01

A. G. Edwards & Sons, Inc.

Sioux City, IA

Sioux City, IA

St. Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-09-24
S63	Uniform Securities Agent State Law Examination	1983-01-08

S65 Uniform Investment Adviser Law Examination

2018-09-24
S63 Uniform Securities Agent State Law Examination

1983-01-08

View on SEC IAPD

Current Employers

Momentum Independent Network Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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