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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-29
  • TX RA
    APPROVED
    Since 2022-04-29

Branch Locations

2340 West Interstate 20 Ste 208, Arlington, TX 76017 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
World Choice Securities Inc Euless TX 10/2000 04/2022
Kestra Investment Services Llc Arlington TX 04/2022 Present
Kestra Advisory Services Llc Arlington TX 04/2022 Present
Previous Registrations
Other Businesses

KESTRA ADVISORY SERVICES LLC POSITION: REGISTERED REPRESENTATIVE NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 04/28/2022 ADDRESS: 5707 SOUTHWEST PARKWAY, BLDG 2 SUITE 400, AUSTIN TX 78735, United States DESCRIPTION: Registered Rep activities through Kestra Financial. General financial planning and securities investing for clients.160

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-17
S63 Uniform Securities Agent State Law Examination 1983-08-12
  • S65 Uniform Investment Adviser Law Examination
    2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    1983-08-12
Designations

View on SEC IAPD

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