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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-07 |
| NC | RA | APPROVED | 2014-12-15 |
Branch Locations
380 Knollwood Street Suite 300, Winston-Salem, NC 27103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Winston-Salem | NC | 11/2014 | Present |
1. Trustee for my 2 daughters for accounts held at Oppenheimer. Spend 1 hour per month. 2. NC TENNIS FOUNDATION BOARD MEMBER - NOT INVESTMENT RELATED - 2709 HENRY ST, GREENSBORO,NC 27405 - FOUNDATION SUPPORTS NUMEROUS TENNIS PROGRAMS IN THE STATE - 6/13/2018 - LESS THAN 10 HRS/YR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1979-10-08 |
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