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Current Employers
Searle & Co.

333 Greenwich Avenue, Greenwich, CT 06830 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-20
NY RA APPROVED 2021-06-11
CT RA APPROVED 2008-01-14
  • FL RA
    APPROVED
    Since 2025-06-20
  • NY RA
    APPROVED
    Since 2021-06-11
  • CT RA
    APPROVED
    Since 2008-01-14

Branch Locations

333 Greenwich Ave, Greenwich, CT 06830 • United States

333 Greenwich Ave., Greenwich, CT 06830 • UNITED STATES

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Searle & Co. Greenwich CT 05/1998 Present
Other Businesses

PIX LLC PERSONAL HOLDING LLC, INVESTMENT RELATED 1 HOUR MONTHLY,THIIK, LLC. NOT INVESTMENT RELATED.10 DEERFIELD LANE, SCARSDALE, NY 10583. SALE OF HATS. MANAGING MEMBER. APRIL 2015. 1 HOUR PER MONTH.1 HOUR PER MONTH DURING SECURITIES TRADING HOURS. MANAGE BUSINESS CHECKING ACCOUNT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-29
S63 Uniform Securities Agent State Law Examination 1980-08-08
  • S65 Uniform Investment Adviser Law Examination
    2007-03-29
  • S63 Uniform Securities Agent State Law Examination
    1980-08-08

View on SEC IAPD

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