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Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-30
CA RA APPROVED 2019-04-15
  • TX RA
    APPROVED
    Since 2019-04-30
  • CA RA
    APPROVED
    Since 2019-04-15

Branch Locations

155 Bovet Road, Suite 725, San Mateo, CA 94402 • US

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

2 N Santa Cruz Ave. Suite 201, Los Gatos, CA 95030 • United States

335 West 1St Street, Reno, NV 89503 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Sherer Group, Llc San Jose CA 12/2002 Present
Emerson Equity Llc San Mateo CA 04/2019 Present
Wsu Pullman, Llc San Mateo CA 08/2023 08/2025
Sandlapper Securities Llc Greenville SC 06/2015 04/2019
Sandlapper Wealth Management Llc Greenville SC 06/2015 04/2019
  • 12/2002 → Present
    The Sherer Group, Llc
    San Jose, CA
  • 04/2019 → Present
    San Mateo, CA
  • 08/2023 → 08/2025
    Wsu Pullman, Llc
    San Mateo, CA
  • 06/2015 → 04/2019
    Sandlapper Securities Llc
    Greenville, SC
  • 06/2015 → 04/2019
    Sandlapper Wealth Management Llc
    Greenville, SC
Previous Registrations
  • 2015-06-23 → 2019-04-15
    Colony Park Financial Services Llc.
    San Jose, CA
    Greenville, SC
  • 2015-02-03 → 2015-06-19
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 2008-05-05 → 2015-02-06
    J P Turner & Company Capital Management, Llc
    San Jose, CA
  • 2004-12-08 → 2007-07-03
    Brookstreet Securities Corporation
    San Jose, CA
  • 2002-09-18 → 2003-01-03
    Msi Financial Services, Inc.
    San Jose, CA
Other Businesses

1)-THE SHERER GROUP, LLC; 2 N SANTA CRUZ AVE., STE 201 LOS GATOS, CA 95030; DBA NAME - BUSINESS PLUS LIFE INSURANCE, FIXED ANNUITIES(NON-VARIABLE). I AM THE MANAGING MEMBER AND I HAVE BEEN OPERATING THIS BUSINESS FOR OVER 40 YEARS, BUT INDEPENDENTLY SINCE LEAVING MY PREVIOUS BROKER DEALER (METLIFE SECURITIES) SINCE 12/2002. I SPEND OVER 50 HOURS WEEKLY IN BUSINESS THROUGH THE SHERER GROUP LLC - I DEVOTE LESS THAN 10 HOURS WEEKLY DURING TRADING HOURS; MARKETING SECURITIES RELATED PRODUCTS OFFERING THROUGH EMERSON EQUITY LLC AND NON-SECURITIES BASED PRODUCTS. 2)-ACCESS CAPITAL GROUP LLC - 2N SANTA CRUZ AVE., STE 201, LOS GATOS, CA 95030 - INVESTMENT RELATED - WHOLESALING FOR SELECT SPONSORS - PARTNER - 1 HR MONTHLY - 1 HR DURING SECURITIES TRADING HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-12
S63 Uniform Securities Agent State Law Examination 1988-09-22
  • S65 Uniform Investment Adviser Law Examination
    2001-12-12
  • S63 Uniform Securities Agent State Law Examination
    1988-09-22
Designations
Other Names
  • Tim Sherer

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