Phillip Michael Krause

Current Employers

Employment History

• 08/2008 → Present
  Krause Capital Investments, Inc.
  Ft Lauderdale, FL
• 02/2009 → 11/2016
  Invest Financial Corporation
  Tampa, FL
• 11/2016 → 12/2017
  Securities America Inc
  Fort Lauderdale, FL
• 11/2016 → 12/2017
  Securities America Advisors
  Fort Lauderdale, FL
• 12/2016 → 09/2021
  Ringler Associates Incorporated
  Aliso Viejo, CA
• 01/2018 → Present
  Spire Investment Partners, Llc
  Fort Lauderdale, FL

Previous Registrations

• 2016-11-16 → 2018-01-09
  Securities America Advisors, Inc.
  Fort Lauderdale, FL
• 2009-03-04 → 2016-11-15
  Invest Financial Corporation
  Coral Gables, FL
  Clearwater, FL
  Fort Lauderdale, FL
  Boca Raton, FL
  Weston, FL
  Miami, FL
• 2008-09-04 → 2009-03-02
  Raymond James Financial Services, Inc.
  Weston, FL
• 2006-09-20 → 2008-09-03
  Ameriprise Financial Services, Llc
  Ft Lauderdale, FL
  Plantation, FL

Other Businesses

DBA- KRAUSE CAPITAL, INC. Name: Krause Capital Investments, Inc. Position: President Nature: Fixed Insurance Agency Investment Related: Yes-Start Date: 08/08/2008 Address: 401 E. Las Olas Blve., Ft. Lauderdale, FL. Description: Fixed insurance. IAR and RR activities of Spire are marketed through Krause Capital. Name: Miami Police College Position: Instructor Nature: Miami Police College, Instructor, Education Investment Related: No-Start Date: 05/05/2012 Address: 400 NW 2nd Ave, Miami FL 33128 Description: Educational training on pension and retirement benefits. Name: FINRA Arbitrator Position: FINRA Arbitrator Nature: FINRA Arbitrator Investment Related: No-Start Date: 06/17/2014 Address: 5200 Town Center Circle, 200, Boca Raton FL 33486 Description: FINRA Arbitrator Name: Gerson Lehrman Group Position: Council Member-Nature: Gerson Lehrman Group, Council Member, Subject Matter Expert, Consulting Investment Related: No-Start Date: 02/28/2013 Address: 60 East 42nd St, 3rd Floor, New York NY 10165 Description: I am asked to consult on financial services sector specific subject matters. As a Council Member, I am considered a Subject Matter Expert in the area of General Financial Services. I consult via secured telephone conference calls with a client on matters pertaining to products or services, and/or companies in my industry. Name: Structured LLC Position: Insurance Agent/Settlement Consultant Description: A settlement consultant provides structured settlement annuity quotes to parties involved in a dispute in order to resolve the claim by utilizing periodic payments over time. Structured Settlement Annuities are fixed insurance products that pay a commission to a licensed insurance agent. Time: 3 hours/week Start Date: 12/01/2024

Exams

• S66 Uniform Combined State Law Examination
  2006-09-18