Samuel Armand Greco

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Middleton, WI
• 09/2023 → Present
  Osaic Wealth, Inc.
  Madison, WI

Previous Registrations

• 2012-02-03 → 2023-09-01
  Osaic Services, Inc.
  Madison, WI
  Mandan, ND

Other Businesses

1. SAMUEL A. GRECO III DBA SAM GRECO FINANCIAL POSITION: Owner - NATURE: Sole Proprietorship^Other - DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2010 ADDRESS: 6515 Grand Teton Plaza, Suite 135, Madison WI 53719, United States DESCRIPTION: Sell fixed life insurance products through several fixed insurance companies. 2. L&M HOLDINGS, LLC POSITION: Member NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2020 ADDRESS: 6515 Grand Teton Plaza, Suite 135, Madison WI 53719, United States DESCRIPTION: Operations dealing with supervision, recruiting and training. 3. GRAND TETON PLAZA CONDOMINIUM ASSOCIATION POSITION: President NATURE: This is a condo association board. The name of the property management company is Advantage Osborne, LLC. I will be serving on the association board as the president/officer. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/16/2022 ADDRESS: 2912 Marketplace Drive Ste.106, Madison WI 53719, United States DESCRIPTION: I will be serving as the condo association board president. I will be attending approximately 6-8 meetings per year and following up on any items as requested. 4. SGF, LLC POSITION: Sole Member NATURE: LLC set up for tax and payroll purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2022 ADDRESS: 6515 Grand Teton Plaza Ste 135, Madison WI 53719, United States DESCRIPTION: Entity is used for tax and payroll purposes only. 5. SAMUEL A. GRECO III - LANDLORD POSITION: Landlord NATURE: Samuel A. Greco III is the landlord for his registered branch. SGF, LLC pays monthly rent to Samuel A. Greco III. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2022 ADDRESS: 6515 Grand Teton Plaza Ste 135, Madison WI 53719, United States DESCRIPTION: Landlord for registered branch location. 6. SGF REAL ESTATE HOLDINGS LLC POSITION: President/Owner NATURE: It is an LLC which was created for my personal estate planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2024 ADDRESS: 6515 Grand Teton Plaza, Suite 135, MADISON WI 53719, United States DESCRIPTION: The limited liability company was created for estate planning purposes and making sure I determine what assets need to be transferred into the LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-30
• S63 Uniform Securities Agent State Law Examination
  1994-05-27

Other Names

• Samuel Armand Greco