Robert J Raab

Employer firm

Nfsg Corporation CRD 130814

$1.08B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nfsg Corporation

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2007-03-09

FL RA
APPROVED

Since 2007-03-09

Branch Locations

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Newbridge Securities Corporation	Boca Raton	FL	09/2006	Present

09/2006 → Present

Newbridge Securities Corporation

Boca Raton, FL

Previous Registrations

2003-07-01 → 2006-09-12

Wells Fargo Clearing Services, Llc

Boca Raton, FL

Boca Raton, FL
2000-10-06 → 2003-07-01

Prudential Equity Group, Llc

Boca Raton, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-01-18

S63 Uniform Securities Agent State Law Examination

1986-01-18

View on SEC IAPD

Employer firm

Current Employers

Nfsg Corporation

Disclosures

Employment History

Previous Registrations

Exams

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