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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-14
MI RA APPROVED 2013-10-17
  • TX RA
    APPROVED_RES
    Since 2022-07-14
  • MI RA
    APPROVED
    Since 2013-10-17

Branch Locations

12455 Dix-Toledo Rd, Southgate, MI 48195 • United States

Wyandotte, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southgate MI 10/2013 03/2020
Ameriprise Financial Services, Llc Southgate MI 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; Plexus Worldwide; Brand Ambassador - Marketing nutritional supplements; Marketing nutritional supplements; 9145 E. Pima Center, , Scottsdale, AZ, 85258; Not Investment-Related; 11/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-19
S63 Uniform Securities Agent State Law Examination 2006-09-26
  • S65 Uniform Investment Adviser Law Examination
    2010-04-19
  • S63 Uniform Securities Agent State Law Examination
    2006-09-26

View on SEC IAPD

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