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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-04-04 |
| TX | RA | APPROVED_RES | 2023-01-24 |
Branch Locations
210 Malapardis Road Ste 204 [Satellite], Cedar Knolls, NJ 07927 • United States
161 Washington Valley Road Suite 205, Warren, NJ 07059 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Florham Park | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Florham Park | NJ | 11/2016 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Warren | NJ | 01/2023 | Present |
INVESTMENT STRATEGIES, INV RELATED, CEDAR KNOLLS, NJ, 33% OWNERSHIP, START 11/12/24, 32 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-25 |
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