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1849 W. Redlands Blvd. Suite 104, Redlands, CA 92373-3127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-02 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wbb Securities, Llc | Redlands | CA | 12/2006 | 06/2020 |
| Western International Securities, Inc. | Pasadena | CA | 06/2020 | 06/2025 |
| Smart Investments Advisory Incorporated | Redlands | CA | 12/1994 | Present |
| Lpl Financial Llc | Redlands | CA | 06/2025 | Present |
1. 06/05/2025- Smart Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/25/1983- 160 Hours Per Month- 160 Hours During Trading 2. 06/05/2025- Barrick & Susan Smart Rentals, Barrick & Susan Smart AB Living Trust- Real Estate Rental- INV Related- Home Based- Start date 11/25/2015- 1 Hour Per Month 3. 06/05/2025- Barrick Smart- Non-Variable Insurance/Insurance Agency- INV Related- At Reported Business Location(s)- Start date 03/25/1983- 4 Hours Per Month- 4 Hours During Trading 4. 06/05/2025- Mountains Community Hospital- Non-Profit Board/Committee Member- Not INV Related- At Lake Arrowhead, CA- Start date 03/25/2020- 10 Hours Per Month- 1 Hour During Trading 5. 01/28/2026 - Smart Investments Advisory Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/24/2006 - 160 hours per month/ 140 hours during trading - I provide investment advisory services through Smart Investments Advisory Inc., an independent investment advisor firm. I started this business activity in 11/2026. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV for the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-08 |
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