Charles Alan Valenzuela

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → Present
  Pdi Financial Group
  Armonk, NY
• 08/2003 → Present
  Walnut Street Securities, Inc.
  St. Louis, MO
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-07-29 → 2013-09-03
  Walnut Street Securities, Inc.
  Ridgefield, CT
• 2011-03-03 → 2011-05-16
  Tower Square Securities, Inc.
  Georgetown, CT
  Ridgefield, CT

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 01/1973, 1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ACCIDENT, HEALTH, AND DISABILITY; 2. PDI FINANCIAL GROUP, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 02/2013, 60HRS/WK (32.5 TRADING HOURS), REGISTERED REPRESENTATIVE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-23
• S63 Uniform Securities Agent State Law Examination
  1998-03-10

Designations

• Certified Financial Planner