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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Newtown Square, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
Massmutual Life Insurance Co Newtown Square PA 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 03/2017 → Present
    Newtown Square, PA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
Previous Registrations
  • 2013-05-02 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2010-11-03 → 2015-01-02
    New England Securities
    Newtown Square, PA
  • 2010-05-05 → 2010-10-18
    Kestra Investment Services, Llc
    Malvern, PA
    Austin, TX
    Malvern, PA
  • 2002-07-24 → 2010-05-05
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

(1)NAME: SCOTT TROTTER INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: LIFE SETTLEMENTS/VIATICALS POSITION: AGENT START: 10/01/2015 NO HRS: 0 NO HRS DUR TRADING: 1. (2)NAME: SCOTT TROTTER INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE, GROUP LIFE, & GROUP HEALTH POSITION: AGENT START: 10/01/2015 NO HRS: 5 NO HRS DUR TRADING: 5. (3)NAME: SCOTT TROTTER INV REL: N ADDR: 201 W. FRONT ST MEDIA PA NATURE: POLITICAL OFFICE- APPOINTED POSITION: MAJORITY INSPECTOR START: 11/2/2021 NO HRS/MO: ONE DAY- 12 HRS NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: WORK AT THE POLLS ON ELECTION DAY. (4)NAME: KEYSTONE FAIR BUISNESS PARTNERS INV REL: Y ADDR: 16 CAMPUS BLVD SUITE 175A NEWTOWN SQUARE PA 19073 NATURE: 501C6 POSITION: SECRETARY/ON BOARD START: 5/1/2022 NO HRS/MO: 6 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: PREPARE AGENDA AND MINUTES FOR ALL MEETINGS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-08-27
  • S63 Uniform Securities Agent State Law Examination
    1982-08-27
Designations
Other Names
  • Scott Trotter

View on SEC IAPD

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