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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-02 |
| SC | RA | APPROVED | 2009-06-29 |
Branch Locations
401 N. Main Street 2Nd Floor, Greenville, SC 29601 • United States
Greer, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation, Llc | Greenville | SC | 06/2009 | Present |
| City National Bank | Greenville | SC | 09/2017 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-05 |
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