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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-07 |
| NC | RA | APPROVED | 2016-09-06 |
Branch Locations
100 North Main Street Suite 2400, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 01/2001 | 09/2016 |
| Raymond James & Associates, Inc. | Winston-Salem | NC | 09/2016 | Present |
(1)Name of Business: Yeamans Hall Club Address: 1865 Meadowbrook Drive, Winston Salem, NC, 27104, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 11/30/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board of Directors...Private Club
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-01 |
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