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Marshall Robert Jaffe

Jaffe Asset Management LLC

Beverly Hills, CA

CRD 827555

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Employer firm

Jaffe Asset Management LLC CRD 108082

$116M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Jaffe Asset Management Llc

9454 Wilshire Blvd Ste M-1, Beverly Hills, CA 90212 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-12-13
  • CA RA
    APPROVED
    Since 2011-12-13

Branch Locations

9454 Wilshire Blvd Ste M-1, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jaffe Asset Management Beverly Hills CA 03/1998 Present
  • 03/1998 → Present
    Jaffe Asset Management
    Beverly Hills, CA
Other Businesses

Real estate investors; investment-related; 9454 Wilshire Blvd., Ste. M-1, Beverly Hills, CA 90212; passive investor in SFRs; partner; since 2012; 0.5 hours per month during non-trading hours; passive investor - no other involvement.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-01
S63 Uniform Securities Agent State Law Examination 1980-01-17
  • S65 Uniform Investment Adviser Law Examination
    1993-10-01
  • S63 Uniform Securities Agent State Law Examination
    1980-01-17

View on SEC IAPD

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