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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-22 |
| TX | RA | APPROVED_RES | 2015-09-08 |
| CT | RA | APPROVED | 2015-05-14 |
| WI | RA | APPROVED | 2012-03-12 |
Branch Locations
2923 Marketplace Dr Suite 210, Madison, WI 53719 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wisconsin Financial Group, Inc. | Oshkosh | WI | 11/1981 | Present |
| Penn Mutual Life Ins. Co. | Madison | WI | 11/1981 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 01/1996 | Present |
| Wisconsin Financial Advisors | Madison | WI | 01/2009 | Present |
1)WISCONSIN FINANCIAL GROUP, INC; NOT INVESTMENT RELATED; 2923 MARKETPLACE DRIVE SUITE 210 MADISON WI 53719; INSURANCE SALES; PRESIDENT/OWNER; 02/08/2008 TO PRESENT; 260 HOURS PER MONTH INCLUDING MARKET HOURS; OWN, MANAGE, HIRE, FIRE AGENTS & STAFF WITHIN AGENCY, ALSO CONDUCT LIFE, HEALTH, DISABILITY, LTC, AND FIXED ANNUITY SALES. 2) WELATH BUILDING CORNERSTONES; NOT INVESTMENT RELATED; 2923 MARKETPLACE DR STE 210 MADISON, WI 53719; SALES SYSTEM INSURANCE; MEMBER; START DATE: 10/11/2011; PROMOTING, TRAINING, SELLING USE OF SALES SYSTEM. 10 HOURS PER MONTH (0 HOURS DURING TRADING)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-08-22 |
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