Scott Gaylord Holley

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 05/2018
  Lpl Financial, Llc
  Indianapolis, IN
• 01/1980 → 09/2024
  Strategic Benefit Consultants, Inc. (Dba: Sbc Wealth Management)
  Indianapolis, IN
• 10/2024 → Present
  Cerity Partners Llc
  New York, NY

Previous Registrations

• 1999-01-11 → 2024-11-25
  Sbc Wealth Management
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2000-11-16 → 2015-10-27
  Lpl Financial Llc
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1. 11/21/2005 to Present - H & M PROPERTIES, LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - 50% OWNER. 2. 04/20/2022 to Present. Holley Motorsports LLC - non-Investment Related, Fortville, IN. Owner of a collectible car company and new car dealership. Time spent is 20 to 30 hours per month, none during securities trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-01-07