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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Fin. Plng. Org. Wayne PA 12/1980 Present
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Massmutual Life Insurance Co Newtown Square PA 07/2016 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 12/1980 → Present
    Creative Fin. Plng. Org.
    Wayne, PA
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2010-10-29 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2002-06-21 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

(1)NAME: NEWSQUARE CAPITAL, LLC INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDEPENDENT INVESTMENT ADVISOR (NONCRIA) POSITION: OWNERSHIP START: 01/2013 NO HRS: 1 NO HRS DUR TRADING: 1. (2)NAME: GARY DANIELS INV REL: Y ADDR: 118 36TH STREET AVALON NJ 08202 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 04/2016 NO HRS: 1 NO HRS DUR TRADING: 1. (3)NAME: GARY DANIELS INV REL: Y ADDR: 10295 COLLINS AVE BAL HARBOUR FL 33154 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 05/2011 NO HRS: 1 NO HRS DUR TRADING: 1. (4)NAME: KEYSTONE FAIR BUSINESS PARTNERS INV REL: Y ADDR: 16 CAMPUS BLVD SUITE 175A NEWTOWN SQUARE PA 19073 NATURE: 501C6 POSITION: TREASURER ON BOARD START: 5/1/2022 NO HRS/MO: 6 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: OVERSIGHT OF FINANCIAL MANAGEMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-28
S63 Uniform Securities Agent State Law Examination 1983-03-15
  • S65 Uniform Investment Adviser Law Examination
    1997-10-28
  • S63 Uniform Securities Agent State Law Examination
    1983-03-15
Designations

View on SEC IAPD

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