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Bruce Weston Nollenberger

Nollenberger Mccullough Investment Advisors LLC

Newport Beach, CA

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Current Employers
Nollenberger Mccullough Investment Advisors Llc

220 Newport Center Drive #11-375, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-12
TX RA APPROVED_RES 2026-04-27
  • CA RA
    APPROVED
    Since 2026-06-12
  • TX RA
    APPROVED_RES
    Since 2026-04-27

Branch Locations

220 Newport Center Drive #11-375, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nollenberger Investment Management Llc San Francisco CA 10/2012 Present
Western International Securities, Inc. Pasadena CA 10/2012 05/2018
  • 10/2012 → Present
    Nollenberger Investment Management Llc
    San Francisco, CA
  • 10/2012 → 05/2018
    Western International Securities, Inc.
    Pasadena, CA
Previous Registrations
  • 2012-11-30 → 2026-03-26
    Nollenberger Mccullough Investment Advisors Llc
    Newport Beach, CA
  • 2011-08-15 → 2012-10-16
    Thinkequity Llc
    San Francisco, CA
  • 2010-07-15 → 2011-08-15
    Gbs Financial Corp.
    Corte Madera, CA
    Santa Rosa, CA
    Santa Rosa, CA
    San Francisco, CA
  • 2003-03-13 → 2010-03-02
    Nollenberger Capital Partners Inc.
    San Francisco, CA
    San Francisco, CA
  • 2008-01-10 → 2010-03-02
    Nollenberger Capital Investment Advisory Inc.
    San Francisco, CA
  • 2003-03-19 → 2005-12-31
    Nollenberger Capital Investment Advisory Inc.
    San Francisco, CA
Other Businesses

I DO SOME EXPERT WITNESS WORK FOR THE SECURITIES INDUSTRY 10/2012-PRESENT; NOLLENBERGER INVESTMENT MANAGEMENT, LLC (RIA); IR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-11
S63 Uniform Securities Agent State Law Examination 1980-10-27
  • S65 Uniform Investment Adviser Law Examination
    1994-10-11
  • S63 Uniform Securities Agent State Law Examination
    1980-10-27

View on SEC IAPD

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