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Current Employers
On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-06-17
MD RA APPROVED 2014-06-03
FL RA APPROVED 2014-03-12
VA RA APPROVED 2014-03-05
WV RA APPROVED 2014-02-28
  • OH RA
    APPROVED
    Since 2020-06-17
  • MD RA
    APPROVED
    Since 2014-06-03
  • FL RA
    APPROVED
    Since 2014-03-12
  • VA RA
    APPROVED
    Since 2014-03-05
  • WV RA
    APPROVED
    Since 2014-02-28

Branch Locations

One Financial Way, Cincinnati, OH 45242 • United States

1210 Kanawha Boulevard East, Charleston, WV 25301 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio National Financial Services Cincinnati OH 10/2013 Present
The O. N. Equity Sales Company Cincinnati OH 02/2014 Present
  • 10/2013 → Present
    Ohio National Financial Services
    Cincinnati, OH
  • 02/2014 → Present
    The O. N. Equity Sales Company
    Cincinnati, OH
Previous Registrations
  • 2002-08-13 → 2014-02-24
    New England Securities
    Charleston, WV
    Pittsburgh, PA
    Charleston, WV
Other Businesses

1) LINWOOD HAMILTON; NOT INVESTMENT RELATED; 403 Pennsylvania Ave CHARLESTON WV 25302; INDEPENDENT INSURANCE; AGENT; START DATE 04/15/1974; HOURS/MONTH 6; HOURS/TRADING 6; SELLING DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH; 2) HAMILTON FARMS LLC; NOT INVESTMENT RELATED; 90 STABLE RIDGE ROAD CHARLESTON WV 25312; HORSE FARM; OWNER; START DATE 02/1994; HOURS/MONTH 60; HOURS/TRADING 0; GROUND MAINTAINANCE,FARM DUTIES; 3) INNOVATION MARKETING LLC; NOT INVESTMENT RELATED; 90 STABLE RIDGE ROAD CHARLESTON WV 75312; OWNER; 10/08/2015-PRESENT; THINK OF SOLUTIONS TO PROBLEMS. THEN PATENT THEM WITH HOPE OF LICENSING TO PROPERTY; 5 HOURS/MONTH (1 DURING MARKET HOUR). 3) Proteon Corporation; No investment related; 706 Third Avenue; Montgomery, WV 25136; prototype invention; Secretary; 03-30-2023-prsent; 3 hours/month ( 0 during securities hours; take minutes at meetings. 4) 1210 Blvd. LLC; not investment related; 1210 Kanawha Blvd E, Charleston, WV 25301; Commercial Real Estate; 1/3 owner; 01/24/2023-present; 0 hours/month 0 during securities trading hours. No duties, 1/3 owner- other two owner do work. 5) Ranger Scientific LLC; not investment related; 550 5th Avenue, Montgomery, WV 25136; ammunitions manufacturing; secretary; 09-05-2023-present; 2 hours/month (1 hour during securities trading hours). Sit on the board and add ideas about how to guide the business. 6) 2018 BLVD LLC; NOT INVESTMENT RELATED; 1210 KANAWHA BLVD E CHARLESTON WV 25301; COMMERCIAL REAL ESTATE; POSITION - PARTNER; START DATE - 4/11/2024 TO PRESENT; HOURS/MONTH - 0/0; DUTIES - PART OWNER. 7) Drive Line Service; not investment related; 3100 Pennsylvania Ave, Charleston, WV, 25302; Auto Repair Shop; Managing Member; 05/01/2026-Present; 2 Hrs/month; 1 Hr/month during securities trading hrs; Books and records review. 8) Halodyn Technologies Corp; not investment related; 1210 Kanawha Blvd East, Charleston, WV, 25301; Patent Prototype; Secretary; 06/06/2026-Present; 4 hrs/month, 0 hrs/month during security trading hours; Inventing an air conditioning system.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-22
S63 Uniform Securities Agent State Law Examination 1992-06-18
  • S65 Uniform Investment Adviser Law Examination
    1999-04-22
  • S63 Uniform Securities Agent State Law Examination
    1992-06-18

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