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Current Employers
First Georgetown Securities, Inc.

1700 Diagonal Rd. Suite 200, Alexandria, VA 22314 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-05-12
  • VA RA
    APPROVED
    Since 2008-05-12

Branch Locations

1700 Diagonal Rd. # 200, Alexandria, VA 22314 • USA

1700 Diagonal Road # 200, Alexandria, VA 22314 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Georgetown Securities, Inc. Alexandria VA 05/1975 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-12
  • S66 Uniform Combined State Law Examination
    2004-07-12

View on SEC IAPD

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