Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-06-24
GA RA APPROVED 2015-06-22
  • TX RA
    APPROVED
    Since 2015-06-24
  • GA RA
    APPROVED
    Since 2015-06-22

Branch Locations

620 Spring Street Se, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Gainesville GA 05/2015 Present
Raymond James Financial Services Advisors Inc. Gainesville GA 06/2015 Present
Stribling-Whalen Financial Group Gainesville GA 05/2015 12/2020
Previous Registrations
Other Businesses

(1)Name of Business: Grace Episcopal Church Address: 422 Brenau AVE, Gainesville, GA, 30501, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 11/25/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To serve on committee and help guide the assets of the church (2)Name of Business: Springstreet Partners Address: 620 Spring St., Gainesville, GA, 30501, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Stribling~Whalen Financial Group Address: 620 Spring St SE, Gainesville, GA, 30501-3742, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Serve as financial advisor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-03-03
  • S63 Uniform Securities Agent State Law Examination
    1987-03-03
Designations
Other Names
  • Warren Dickey Stribling
  • Warren Dickey Stribling
  • Warren D Stribling

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Gainesville, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor