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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-08-08 |
| TX | RA | APPROVED_RES | 2009-10-22 |
| OK | RA | APPROVED | 2008-10-20 |
Branch Locations
6301 Waterford Boulevard, Oklahoma City, OK 73118 • United States
Victor, ID • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Oklahoma City | OK | 10/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1980-12-02 |
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