Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-08-08
TX RA APPROVED_RES 2009-10-22
OK RA APPROVED 2008-10-20
  • ID RA
    APPROVED
    Since 2023-08-08
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • OK RA
    APPROVED
    Since 2008-10-20

Branch Locations

6301 Waterford Boulevard, Oklahoma City, OK 73118 • United States

Victor, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Oklahoma City OK 10/2008 Present
  • 10/2008 → Present
    Stifel Nicolaus & Co Inc
    Oklahoma City, OK
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-10
S63 Uniform Securities Agent State Law Examination 1980-12-02
  • S65 Uniform Investment Adviser Law Examination
    1997-02-10
  • S63 Uniform Securities Agent State Law Examination
    1980-12-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Oklahoma City, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor