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Marvin E Giannangelo

D.A. Davidson & Co.

Omaha, NE

CRD 822411

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2016-07-29
  • NE RA
    APPROVED
    Since 2016-07-29

Branch Locations

450 Regency Parkway Suite 400, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Omaha NE 07/2016 Present
Previous Registrations
  • 2002-10-02 → 2016-07-28
    Smith Hayes Advisers Inc
    Lincoln, NE
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-18
S63 Uniform Securities Agent State Law Examination 1981-10-13
  • S65 Uniform Investment Adviser Law Examination
    1994-10-18
  • S63 Uniform Securities Agent State Law Examination
    1981-10-13

View on SEC IAPD

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