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Current Employers
The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-03-25
  • GA RA
    APPROVED
    Since 2009-03-25

Branch Locations

3930 East Jones Bridge Road 150, Peachtree Corners, GA 30092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Strategic Financial Alliance, Inc. Atlanta GA 10/2003 Present
Previous Registrations
  • 2009-02-06 → 2014-04-22
    Walker Capital Advisory Services, Inc.
    Norcross, GA
Other Businesses

-1- WALKER CAPITAL MANAGEMENT, LLC; NOT INVESTMENT RELATED; 11940 ALPHARETTA HIGHWAY, SUITE 138, ALPHARETTA, GEORGIA 30092; PREVIOUS DBA NAME - ENTITY STILL EXISTS TO RECEIVE LOAN PAYMENTS FOR BUY OUT; PARTNER; 8/2012; 5 HOURS/MONTH, 0-1 DURING TRADING; MANAGING PARTNER. -2- LIFE TRANSITIONS ADVISORS, LLC; NOT INVESTMENT RELATED; SUITE 150 3930 EAST JONES BRIDGE ROAD PEACHTREE CORNERS, GA 30092; CONSULTING, TRAINING, COACHING; PRESIDENT/OWNER; 01/2007; HOURS VARY PER MONTH; MINIMAL HRS DURING TRADING; SPEAKING, TRAINING, COORDINATING ACTIVITIES OF INDEPENDENT CONSULTANTS RELATED TO THE PARENT CARE SOLUTION AND OTHER LIFE TRANSITIONS, INCLUDING WORKING WITH CLOSELY HELD BUSINESSES REGARDING EXIT PLANNING. -3- SFA HOLDINGS, INC; NOT INVESTMENT RELATED; 2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345; BOARD OF DIRECTORS; DIRECTOR; 11/2007; 0-12 HOURS/MONTH, DURING TRADING, DEPENDING ON MEETING SCHEDULE; MEMBER OF BOARD OF DIRECTORS. -4- GEN X FINANCIAL, INC DBA CAPTIAL INSIGHT GROUP; INVESTMENT RELATED; 3930 EAST JONES BRIDGE ROAD SUITE 150 PEACHTREE CORNERS, GA 30092; DBA FOR MARKETING FINANCIAL SERVICES; INDEPENDENT CONTRACTOR; 01/2016; 100 HOURS/MONTH, DURING TRADING; CLIENT SUPPORT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1990-08-17
S63 Uniform Securities Agent State Law Examination 1980-12-08
  • S65 Uniform Investment Adviser Law Examination
    1990-08-17
  • S63 Uniform Securities Agent State Law Examination
    1980-12-08
Other Names
  • Lew Walker

View on SEC IAPD

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